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Tech Capital
EPIC: AMP
Market: AIM
52-week High/Low: 1.95p / 0.15p
Sector: Technology Hardware & Equipment [T3]
Market Cap: 0.31M

Amphion builds shareholder value in high growth companies in the medical and technology sectors, by using a focused, hands-on company building approach, based on decades of experience in both the US and UK.

Amphion has a significant shareholding in 7 Partner Companies developing proven technologi es targeting substantial commercial marketplaces, each in excess of $1 billion. Each...

Amphion Innovations PLC

www.amphionplc.com

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Big picture - Why invest in Amphion Innovations PLC

Amphion Innovations PLC Snapshot

The Company’s Business and Methodology

Amphion’s business is the formation, development, operation and financing of market-leading life science and technology companies in partnership with corporations, governments, universities and entrepreneurs seeking to commercialize their intellectual property. Building upon two decades of disciplined investment and operating expertise, the building of numerous successful public and private companies, and over $20 billion in value creation, Amphion provides an opportunity to participate in both public and private early-stage investments, with a primary focus on life science and technology companies 

Amphion’s Value-Creation Process

The Directors believe that the key to Amphion’s success will be the continued pursuit of the management’s successful multi-phase process for value creation.

Through its experience in building more than 30 companies, the Management Team has developed a process which generally can be broken down into distinct phases. Set out below is a representation of Amphion’s value-creation process, showing the five key phases described in more detail.

Amphion Value Creation

For more information, click these pages

Process

Track Record

Partnering

To read more, click here.

Board of Directors and Management Team

Richard C. E. Morgan, Interim Chairman, Executive Director

Richard C. E. MorganOver the course of his career, Mr. Morgan has been directly involved in the start-up and development of more than 35 companies in the information technology, healthcare, and biotechnology industries. Mr. Morgan was a founder and CEO of Amphion Capital Partners LLC (the predecessor company to Amphion Innovations). He was also the Managing General Partner of Amphion Partners LLC (formerly known as Wolfensohn Partners, LP) a position which he retains, although the partnership is no longer active.

Before joining Wolfensohn, Mr. Morgan spent 15 years with Schroders plc, a British merchant bank, where he was a member of the board of the merchant bank and head of the Schroder Strategy Group, which he founded. Mr. Morgan, a British citizen, was raised in Kenya and educated in England. He graduated with a B. Engineering First Class Honors from the University of Auckland, New Zealand. In 1982 he completed the Advanced Management Program at the Harvard Business School.

 

Stephen Austin, Non-Executive Director

Stephen AustinStephen began his career practicing corporate law, latterly in the London office of US law firm Dechert LLP, before moving into finance as a director of Teather & Greenwood, then a leading small and mid cap broker where he acted as a Nominated Advisor and Broker.  He then co-founded the London based small cap broker Hybridan LLP where he was co-managing partner for four years.  He is currently the Chief Investment Officer of Plumtree Capital Limited, an FCA authorised and regulated firm, which originates and advises institutional investors on special situation investment opportunities.
 


 

 

Robert J. Bertoldi, Executive Director

Robert J. BertoldiPrior to his involvement with the Company, Mr. Bertoldi was a founder President and CFO of Amphion Capital Partners LLC (the predecessor company) and VennWorks LLC. Mr. Bertoldi is also a general partner of Amphion Partners LLC (formerly known as Wolfensohn Partners, LP). Prior to that, he served as Chief Financial Officer for James D. Wolfensohn, Inc. and Hambro America Inc.

He began his career at KPMG and left as a manager in the investment services department. Mr. Bertoldi received a B.A. in Accounting and Economics from Queens College, New York in 1976 and became a Certified Public Accountant in 1978. He is a member of the AICPA and NYSCPA.


 

Philip Tansey, Non-Executive Director

Robert J. BertoldiMr. Tansey is Non-Executive Director and Chairman of Amphion’s Audit Committee. He has extensive experience leading global operations in dynamic enterprises. In 2011 he joined Panmure Gordon as a main Board Executive Director from BGC Partners Inc. where he was Chief Control Officer. Over six years with Panmure Gordon he managed the day-to-day operation of the firm's infrastructure, its public accounts and significant transactions including acquisitions, restructurings and legal negotiations including a major turn-around and clean-up operation. He also acted as Company Secretary. 

Before joining BGC, he was a director within Deutsche Bank’s Office of Internal Controls. His career has also spanned Credit Suisse First Boston, where he was Chief Operating Officer of the bank’s fixed income and derivatives product control group. He is a qualified FCA and started after qualifying at Salomon Brothers.

 

Raymond P. McKenzie, Senior Advisor

Raymond P. McKenzieMr. McKenzie is a private investor who specializes in co-investing with proven venture capital enhanced value creators. Prior to this, he spent 16 years working in Investment Banking at Lazard Frères & Co. in Fixed Income & Capital Markets from 1985-1998 where he was a Vice President and previously with Morgan Stanley & Co., Inc. from 1983-1985.

He received an A.B. degree from Dartmouth College, NH, USA in 1983 where he majored in Physics. He is a dual national of Barbados and Great Britain.

 

Shareholders
Name Equities %
Robert James Macaleer 26,096,881 12.4%
Richard Cecil Eversfield Morgan 23,636,875 11.3%
Jarvis Investment Management Ltd. 7,949,000 3.79%
Hargreaves Lansdown Stockbrokers Ltd. 7,773,104 3.70%
African Alliance Advisory (Pty) Ltd. 6,732,125 3.21%
Barclays Bank Plc (Private Banking) 6,592,218 3.14%
Robert Joseph Bertoldi, CPA 6,436,431 3.07%
Walker Crips Stockbrokers Ltd. 5,658,000 2.69%
Hargreaves Lansdown Asset Management Ltd. 4,901,000 2.33%
Ivory Overseas Holdings Ltd. 4,803,000 2.29%
Holdings
Name Equities % Valuation
Polarean Imaging Plc 18,372,524 18.2% 3,626,920 USD

 

Amphion Innovations US, Inc.
125 Park Avenue
25th Floor, Suite 2622
New York, NY 10017
USA

Phone +1 (212) 210 6282
Email [email protected]
Web www.amphionplc.com

UK Media please contact:

Walbrook PR
4 Lombard Street
London EC3V 9HD
UK

Anna Dunphy
Phone +44 (0)20 7933 8786
Email [email protected]

Registered Office
Amphion Innovations plc
First Names House
Victoria Road
Douglas, Isle of Man
IM2 4DF

Incorporated in the Isle of Man
Registration No. 011472V

Amphion Advisors
Board of Directors
Robert J. Bertoldi – Executive Director
Richard C.E. Morgan – Executive Director
Stephen Austin - Non-Executive Director
Philip Tansey – Non-Executive Director

 


Nominated Advisor to the Company
Panmure Gordon & Co.
One New Change
London, EC4M 9AF
UK


Broker to the Company
Panmure Gordon & Co.
One New Change
London, EC4M 9AF
UK

 

Joint Broker to the Company
SP Angel Corporate Finance LLP
Prince Frederick House
35-39 Maddox Street
London, W1S 2PP
UK


Advisors to the Company as to English Law
Reed Smith
The Broadgate Tower
20 Primrose Street
London, EC2A 2RS
UK

 


Advisors to the Company as to Isle of Man Law
Cains Advocates Limited
Fort Anne
Douglas, Isle of Man IM1 5PD

Administrator
Cains Fiduciaries Limited
First Names House
Victoria Road
Douglas, Isle of Man IM2 4DF

 

Auditors to the Company
KPMG Audit LLC
Heritage Court
41 Athol Street
Douglas, Isle of Man IM99 1HN
UK


Registrars
Neville Registrars Ltd.
Neville House
18 Laurel Lane
Halesowen, West Midlands B63 3DA
UK

 


Public Relations UK
Walbrook PR
4 Lombard Street
London EC3V 9HD
UK

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